197+ Firms That Hire Licensed Professionals
Your FINRA license or AML certification opens doors at the world's top financial institutions. See where your certification can take you.
Investment Banks
25 firms
Goldman Sachs
New York, NY
JPMorgan Chase
New York, NY
Morgan Stanley
New York, NY
Bank of America / Merrill Lynch
Charlotte, NC
Citigroup
New York, NY
Barclays
London, UK
Deutsche Bank
Frankfurt, DE
UBS
Zurich, CH
Credit Suisse (now UBS)
Zurich, CH
HSBC
London, UK
BNP Paribas
Paris, FR
Jefferies
New York, NY
Lazard
New York, NY
Evercore
New York, NY
Moelis & Company
New York, NY
Houlihan Lokey
Los Angeles, CA
Piper Sandler
Minneapolis, MN
Raymond James
St. Petersburg, FL
RBC Capital Markets
Toronto, CA
Nomura
Tokyo, JP
Mizuho Securities
Tokyo, JP
Société Générale
Paris, FR
Macquarie Group
Sydney, AU
Cowen (now TD Securities)
New York, NY
Stifel
St. Louis, MO
Wealth Management
19 firms
Edward Jones
St. Louis, MO
Charles Schwab
Westlake, TX
Fidelity Investments
Boston, MA
Vanguard
Malvern, PA
Ameriprise Financial
Minneapolis, MN
LPL Financial
San Diego, CA
Northwestern Mutual
Milwaukee, WI
Baird
Milwaukee, WI
Wells Fargo Advisors
St. Louis, MO
TD Ameritrade (Schwab)
Omaha, NE
Interactive Brokers
Greenwich, CT
Sievert Financial
New York, NY
Oppenheimer & Co.
New York, NY
Janney Montgomery Scott
Philadelphia, PA
DA Davidson
Great Falls, MT
Cetera Financial Group
El Segundo, CA
Commonwealth Financial Network
Waltham, MA
Kestra Financial
Austin, TX
Osaic (formerly Advisor Group)
Phoenix, AZ
Commercial Banks
20 firms
Wells Fargo
San Francisco, CA
U.S. Bank
Minneapolis, MN
PNC Financial
Pittsburgh, PA
Truist Financial
Charlotte, NC
Capital One
McLean, VA
Citizens Financial Group
Providence, RI
M&T Bank
Buffalo, NY
KeyBank
Cleveland, OH
Regions Financial
Birmingham, AL
Huntington National Bank
Columbus, OH
Fifth Third Bank
Cincinnati, OH
BMO Financial Group
Toronto, CA
TD Bank
Cherry Hill, NJ
Comerica
Dallas, TX
Zions Bancorporation
Salt Lake City, UT
First Republic (now JPM)
San Francisco, CA
SVB (now First Citizens)
Santa Clara, CA
Synchrony Financial
Stamford, CT
Ally Financial
Detroit, MI
Popular Inc.
San Juan, PR
Asset Management
18 firms
BlackRock
New York, NY
State Street Global Advisors
Boston, MA
T. Rowe Price
Baltimore, MD
Invesco
Atlanta, GA
Franklin Templeton
San Mateo, CA
PIMCO
Newport Beach, CA
Nuveen (TIAA)
New York, NY
Wellington Management
Boston, MA
Capital Group
Los Angeles, CA
Dimensional Fund Advisors
Austin, TX
Eaton Vance (Morgan Stanley)
Boston, MA
Putnam Investments
Boston, MA
MFS Investment Management
Boston, MA
Lord Abbett
Jersey City, NJ
AB (AllianceBernstein)
Nashville, TN
Legg Mason (Franklin)
Baltimore, MD
Janus Henderson
London, UK
Federated Hermes
Pittsburgh, PA
Insurance
15 firms
MetLife
New York, NY
Prudential Financial
Newark, NJ
New York Life
New York, NY
Lincoln Financial
Radnor, PA
MassMutual
Springfield, MA
Pacific Life
Newport Beach, CA
Transamerica
Cedar Rapids, IA
Nationwide
Columbus, OH
Principal Financial
Des Moines, IA
Guardian Life
New York, NY
Unum Group
Chattanooga, TN
Aflac
Columbus, GA
Sun Life Financial
Toronto, CA
AIG
New York, NY
Allianz
Munich, DE
Compliance & RegTech
15 firms
NICE Actimize
Hoboken, NJ
LexisNexis Risk Solutions
Atlanta, GA
Refinitiv (LSEG)
New York, NY
Dow Jones Risk & Compliance
New York, NY
ComplyAdvantage
London, UK
Chainalysis
New York, NY
Elliptic
London, UK
Hummingbird
New York, NY
Unit21
San Francisco, CA
Featurespace
Cambridge, UK
Feedzai
San Mateo, CA
Jumio
Palo Alto, CA
Onfido
London, UK
Acuant (GBG)
Los Angeles, CA
Napier AI
London, UK
Big 4 / Consulting
12 firms
Deloitte
London, UK
PricewaterhouseCoopers (PwC)
London, UK
Ernst & Young (EY)
London, UK
KPMG
Amstelveen, NL
Accenture
Dublin, IE
McKinsey & Company
New York, NY
Boston Consulting Group
Boston, MA
Oliver Wyman
New York, NY
Protiviti
Menlo Park, CA
FTI Consulting
Washington, DC
Alvarez & Marsal
New York, NY
Navigant (Guidehouse)
McLean, VA
FinTech
20 firms
Stripe
San Francisco, CA
Square (Block)
San Francisco, CA
PayPal
San Jose, CA
Robinhood
Menlo Park, CA
SoFi
San Francisco, CA
Coinbase
Remote (US)
Kraken
San Francisco, CA
Gemini
New York, NY
Betterment
New York, NY
Wealthfront
Palo Alto, CA
Plaid
San Francisco, CA
Chime
San Francisco, CA
Wise (TransferWise)
London, UK
Revolut
London, UK
N26
Berlin, DE
Marqeta
Oakland, CA
Affirm
San Francisco, CA
Adyen
Amsterdam, NL
Klarna
Stockholm, SE
Circle
Boston, MA
Government & Regulatory
14 firms
SEC (Securities & Exchange Commission)
Washington, DC
FINRA
Washington, DC
Federal Reserve System
Washington, DC
OCC (Comptroller of the Currency)
Washington, DC
FDIC
Washington, DC
FinCEN
Vienna, VA
CFTC
Washington, DC
OFAC (Treasury)
Washington, DC
FBI — Financial Crimes Unit
Washington, DC
World Bank — Financial Integrity
Washington, DC
IMF — Financial Integrity
Washington, DC
FATF Secretariat
Paris, FR
FCA (UK Financial Conduct Authority)
London, UK
MAS (Monetary Authority of Singapore)
Singapore, SG
Broker-Dealers
14 firms
Virtu Financial
New York, NY
Citadel Securities
Miami, FL
Jane Street
New York, NY
Wolverine Trading
Chicago, IL
Two Sigma Securities
New York, NY
Cantor Fitzgerald
New York, NY
Wedbush Securities
Los Angeles, CA
Susquehanna International Group
Bala Cynwyd, PA
DRW
Chicago, IL
Flow Traders
Amsterdam, NL
IMC Trading
Chicago, IL
Instinet (Nomura)
New York, NY
TradeStation
Plantation, FL
Apex Clearing
Dallas, TX
Private Equity & Hedge Funds
15 firms
Blackstone
New York, NY
KKR
New York, NY
Apollo Global Management
New York, NY
Carlyle Group
Washington, DC
Bridgewater Associates
Westport, CT
Citadel
Miami, FL
Point72
Stamford, CT
D.E. Shaw
New York, NY
Millennium Management
New York, NY
AQR Capital Management
Greenwich, CT
Man Group
London, UK
Ares Management
Los Angeles, CA
Warburg Pincus
New York, NY
TPG
Fort Worth, TX
Bain Capital
Boston, MA
Exchanges & Clearing
10 firms
NYSE (Intercontinental Exchange)
New York, NY
Nasdaq
New York, NY
CME Group
Chicago, IL
Cboe Global Markets
Chicago, IL
DTCC
New York, NY
OCC (Options Clearing)
Chicago, IL
LSEG (London Stock Exchange Group)
London, UK
Hong Kong Exchanges (HKEX)
Hong Kong, HK
Singapore Exchange (SGX)
Singapore, SG
TMX Group
Toronto, CA
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